Fashion

15+ years in operations management with supervisor, financial and administrative responsibilities.  Success in streamlining processes, reducing costs and compliance oversight.  Expert planner, relationship management and data/budget analysis. Talented at analysing current and future trends and needs against existing environments, teams and technology.

•	Responsible for executing transactions for a $600M+ portfolio, as operations lead and general liaison for 6 directors/managers.  
•	Tracked and managed data for domestic and international products such as equity & fixed income securities and derivative instruments, includes all functions and duties of trade settlement for 30 portfolios.
•	Managed third party vendors (software, front office, suppliers…etc.) and banking relationships (5 major banks)
•	Calculated gross profit margin, commissions and net income for over 45 products and 80 Sales/account managers. 
•	Analyzed and created financial reports for quarterly “Best Practices” review, Board of Directors meetings and commission/sales reporting.  
•	Developed monthly compliance report standards for passive and underperforming income
•	Manually track and document major transactions in Order Management System - (Charles River and EZE).
•	Processed transactions according to specific “Daily Corporate Action” protocol
•	Initiated secure protocols for master files in trading system utilizing proprietary Bloomberg and IDC systems
•	Weekly cash account reconciliation of all funds 
•	Negotiated and implemented revised commission rates with domestic and international brokers 
•	Facilitated all aspects of on-boarding new Account and Sales Representatives, negotiated commission rates and administered access for internal systems.  


Operations, Analyst & Investment Admin

Find out detailed information about Stephanie Roundy,  in Arvada , CO

Stephanie Roundy: in Arvada , CO

Stephanie Roundy

ICON Advisers

University of Colorado