Stephanie Roundy: in Arvada , CO

• Responsible for executing transactions for a $600M+ portfolio, as operations lead and general liaison for 6 directors/managers. • Tracked and managed data for domestic and international products such as equity & fixed income securities and derivative instruments, includes all functions and duties of trade settlement for 30 portfolios. • Managed third party vendors (software, front office, suppliers…etc.) and banking relationships (5 major banks) • Calculated gross profit margin, commissions and net income for over 45 products and 80 Sales/account managers. • Analyzed and created financial reports for quarterly “Best Practices” review, Board of Directors meetings and commission/sales reporting. • Developed monthly compliance report standards for passive and underperforming income • Manually track and document major transactions in Order Management System - (Charles River and EZE). • Processed transactions according to specific “Daily Corporate Action” protocol • Initiated secure protocols for master files in trading system utilizing proprietary Bloomberg and IDC systems • Weekly cash account reconciliation of all funds • Negotiated and implemented revised commission rates with domestic and international brokers • Facilitated all aspects of on-boarding new Account and Sales Representatives, negotiated commission rates and administered access for internal systems.